How to Avoid Risk of SEC Whistleblower Rule Violations in Connection with Employee-related Documents
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SEC Adopts Amendments to Rule 10b5-1
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Corp Fin Issues C&DIs Related to Universal Proxy Rules
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SEC (Finally) Adopts Clawback Rules
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SEC Releases Electronic Form 144
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SEC Adopts Pay Versus Performance Disclosure Rules
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PCAOB and Chinese Authorities Sign Agreement, Taking First Step Toward Complete Access for PCAOB to Inspect and Investigate Auditors in China and Hong Kong
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The HFCAA and consequences for US-listed China-based companies
SEC Focuses on Potential Misuse of Material Non-Public Information in Stock Trades: Proposed Amendments Regarding Rule 10b5-1 Trading Plans and Company "Buybacks"
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In Another Win for Shareholders, SEC Adopts New Rules for Universal Proxy Cards in Contested Director Elections
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A Win for Environmental and Social Shareholder Proponents? Corp Fin Issues SLB 14L, Rescinding Prior SLBs on Economic Relevance and Ordinary Business Exclusions
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NYSE Proposes to Amend Calculation of “Votes Cast” to Eliminate Confusion in Voting Standards
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SEC Issues Sample Comment Letter as it Ramps Up Scrutiny of Climate Disclosures
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NYSE to Re-Amend its “Related Party Transaction” Review Rule to Align More Closely with SEC Disclosure Requirements
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SEC Statements Suggest Heightened Insider Trading Scrutiny Even if Using a Rule 10b5-1 Trading Plan
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Nasdaq Proposes New Board Diversity Listing Requirements
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SEC Adopts Amendments to Auditor Independence Requirements
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SEC Adopts Amendments to Modernize Rule 14a-8
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SEC Adopts Amendments to Modernize Disclosures and Adds Human Capital Resources as a Disclosure Topic: Key Action Items and Considerations for U.S. Public Companies
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Practical Tips to Prepare for Upcoming Quarterly Disclosures
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SEC, NASDAQ Provide Additional Guidance and Temporary Exceptions as the Effects of COVID-19 Continue to Impact Public Companies
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SEC Emphasizes Importance of Robust Forward-Looking Disclosure for Q1 to Address COVID-19
Practical Steps to Approach Q1 Disclosures
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SEC Takes Additional Actions Helping Public Companies Address the Impact of COVID-19
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Corp Fin Staff Issues Helpful Proxy Guidance Amid COVID-19 Concerns
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COVID-19: Legal Issues and Considerations
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SEC Provides Conditional Relief from Filing SEC Reports for Companies Affected by COVID-19
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SEC Proposes Changes to MD&A Disclosure
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SEC Releases New Guidance on KPIs
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New SEC C&DIs Clarify Aspects of Omitting Discussion of Third Year of Financials from the MD&A
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SEC Proposes Rule Amendments to Enhance Regulation of Proxy Advisers
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SEC Proposed Amendments to Modernize Rule 14a-8
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SEC Issues Guidance on Proxy Advisory Firms
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SEC Proposes Amendments to Modernize Disclosures; Considers Requiring Human Capital Resources Disclosure
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SEC: Time to revamp securities offering exemptions
SEC is seeking public comments in its concept release in an effort to simplify, harmonize and improve the existing exempt offering framework.
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SEC Continues on the Path of Simplifying Public Company Requirements
